17 Feb 2021

Podcast: Investigations and Enforcement Outlook 2021: Financial Institutions

In the second podcast of the series, Jan Putnis, Ewan Brown and Ella Williams discuss the outlook for financial institutions enforcement in 2021. In particular they focus on the expected areas of increased activity for the UK’s Financial Conduct Authority (FCA), the reported drop in criminal investigations conducted by the FCA, the likelihood of the FCA pursuing civil resolutions and the impact of COVID-19 on financial services firms.
 

Text alternative. Investigations and Enforcement Outlook 2021: Financial Institutions

 

 

This material is provided for general information only. It does not constitute legal or other professional advice.

Contact Information
Ewan Brown
Partner at Slaughter and May
Jan Putnis
Partner at Slaughter and May
Ella Williams
Senior Counsel at Slaughter and May