09 Feb 2024

Podcast: FCA Consumer Duty: Asset and Wealth Management and Consumer Investments sector

Phase 1 Complete; Phase 2 to come!  Join the Slaughter and May FIG team as they reflect on the lessons learned from Phase 1 of consumer duty implementation, and the challenges that face firms for closed books ahead of 31 July 2024. As part of our Consumer Duty podcast series, this time we deep dive and look closely at how the Duty will apply to the Asset and Wealth Management and Consumer Investments sector. Nick Bonsall and Heather Broadbent are joined by Charles Randell CBE (the former Chair of the Financial Conduct Authority) to share their views.

 

 

 

This material is provided for general information only. It does not constitute legal or other professional advice.

Contact Information
Nick Bonsall
Partner at Slaughter and May
Jan Putnis
Partner at Slaughter and May
David Shone
Partner at Slaughter and May
Kristina Locmele
Senior Counsel at Slaughter and May
Charles Randell
Senior Consultant at Slaughter and May
Heather Broadbent
Associate at Slaughter and May