Financial Regulation Weekly Bulletin - 11 April 2024

Click on the headings below to access each section:

General

• Preparation for DORA - ESAs announce ‘dry run’ exercise
• Climate transition plans - TPT publishes sector guidance
• PRA publishes its Business Plan for 2024/25
• Fees and levies - PRA publishes Consultation Paper on rates proposals for 2024/2025
• Fees and levies - FCA publishes Consultation Paper on rates proposals for 2024/25

Banking and Finance

• Guidelines on resubmission of historical data under EBA reporting framework - EBA publishes final report
• IFR - EBA publishes final guidelines on application of the group capital test for investment firm groups
• Strengthening protections for borrowers in financial difficulty - FCA publishes Policy Statement and updated Finalised Guidance
• Annual plan and budget 2024/25 - published by PSR
• Near-term reforms of the ring-fencing regime - FMLC publishes response to HM Treasury consultation

Securities and Markets

• Instrument reference data - FCA publishes Market Watch No. 78

Asset Management

• Payment optionality for investment research - FCA publishes Consultation Paper

Insurance

• Travel insurance signposting rules for consumers with medical conditions - FCA publishes findings from multi-firm review

Enforcement

• Link Fund Solutions Ltd and Woodford Equity Income Fund - FCA publishes Final Notice and Warning Notice Statement