Financial Regulation Weekly Bulletin - 2 December 2021

Click on the headings below to access each section:

General

• PRA Rulebook website updates - PRA publishes Discussion Paper (DP3/21)
• Streamlining decision making - FCA publishes Policy Statement (PS21/16)
• Primary Market Effectiveness Review - FCA publishes Policy Statement (PS21/22)
• 2021 Periodic Review - FOS publishes action plan

Banking and Finance

• Crisis management groups of G-SIBs - FSB publishes report
• EU banking macroprudential framework - European Commission publishes targeted consultation and call for evidence
• CRD IV - Commission Implementing Regulation on benchmark portfolios and reporting published in OJ
• Resolvability and crisis readiness – SRB publishes 2022 work programme
• OCIR - SRB publishes updated operational guidance
• Solvent wind-down of trading books - SRB publishes guidance
• Strong customer authentication - FCA publishes Policy Statement (PS21/19)
• Mortgage Prisoners Review published by FCA

Securities and Markets

• Client clearing access and portability - CPMI and IOSCO publish joint Discussion Paper
• SFDR - ESMA publishes letter to European Commission
• CSDR - ESMA announces future data publication to enable CSDs to apply cash
• UK IFPR - FCA publishes third Policy Statement (PS21/17)
• CMC charges - FCA publishes Policy Statement (PS21/18)
• UK MiFID - FCA publishes Policy Statement (PS21/20)

Insurance

• Product oversight and governance - EIOPA publishes Supervisory Statement
• Solvency II Review - Bank of England publishes speech on policyholder protection
• Pension Wise guidance - FCA publishes Policy Statement (PS21/21)

Financial Crime

• Transfers of cryptoassets - ECB Opinion and Council mandate on traceability requirements published