Financial Regulation Weekly Bulletin - 24 November 2022

Click on the headings below to access each section:

General

• COVID-19 pandemic - ESRB publishes report on fiscal support and macroprudential policy 
• Reflections on DeFi, digital currencies and regulation – Bank of England publishes speech
• Trading app design – FCA publishes warning and research
• Code of conduct for ESG data and ratings providers - FCA publishes announcement 
• Early and High Growth Oversight function - FCA publishes new webpage
• Independent Assessor's Annual Report 2021-2022 - FOS publishes report and management response 
• Levy forecast for 2023/2024 - FSCS publishes November 2022 Outlook documents 

Beyond Brexit

• Financial Services and Markets Bill - UK Parliament publishes correspondence on regulatory ‘call in’ power
• The Financial Services (Miscellaneous Amendments) Regulations 2022 - Statutory Instrument and explanatory memorandum published 

Banking and Finance

• Updated list of G-SIBs for 2022 - FSB publishes list 
• Green loans and mortgages - EBA publishes call for advice 
• Unvested pay, material risk takers and public appointments – House of Commons Treasury Committee publishes correspondence
• Credit information market study (MS19/1) – FCA publishes interim report and discussion paper
• CSDR - ESMA publishes final report on Delegated Regulation amending RTS on settlement discipline

Securities and Markets

• CSDR - ESMA publishes final report on Delegated Regulation amending RTS on settlement discipline 
• LIBOR transition – FCA publishes Consultation Paper (CP22/21)

Asset Management

• ESG – ESMA launches consultation on guidelines for the use of ESG or sustainability-related terms in funds’ names

Insurance

• Liquidity metrics - IAIS publication on liquidity metrics as an ancillary indicator for its Global Monitoring Exercise 
• Solvency II - Commission Implementing Regulation on technical information for calculating technical provisions and basic own funds for Q4 2022 reporting publishing in the OJ
• COP27 - EIPOA publishes statement underlining its commitment to supporting the insurance and pensions sectors in tackling climate change 
• Cyber risk – EIOPA publishes Discussion Paper on methodological principles of insurance stress testing
• Diversity and inclusion – FCA delivers speech to the ABI conference
• Diversity, equity and inclusion - ABI publishes blueprint 
• Pensions Dashboards Programme - PDP publishes revised standards 

Financial Crime

• MLD4 – EBA publishes final report on remote customer onboarding guidelines

Enforcement

• Anti-money laundering failings – FCA issues Final Notice to former CEO